Job #: 1746

Title: Reporting Analyst


  • Other
  • Northern New Jersey
  • Job Type:

  • Contract
  • Contract Pay Rate:
  • $25-50
    • Anywhere
    • Posted 1 year ago

    Regulatory Reporting Analyst
    Your role
    Are you incredibly organized with an eye for detail? Are you trustworthy in driving the business forward, always putting integrity first? We’re looking for someone like that to:

    assist on the production, review and analysis of SEC 15c3-3 Weekly Capital Requirements.
    working as a team to complete the 15c3-1 FOCUS reports and daily net capital.
    provide Federal Reserve (FR Series) reports externally and internally.
    develop an understanding of the trading strategies employed in the front office
    Your team
    You’ll be working within a regional regulatory reporting team in Weehawken, NJ.  We’re focused on financial reporting for Broker Dealer regulatory purposes. We make sure that any the Broker Dealer remains compliant with the Securities and Exchange Commission regulations.  We look to maximize the use of capital and work ensure that we meet the requirements of the of the Securities and Exchange Commission, along with the Commodity Futures Trading Commission (CFTC).

    Your experience and skills
    You have:

    regulatory reporting experience within the financial services industry (specifically knowledge of 15c3-1/3 rules) and Federal Reserve Reporting
    knowledge and experience of accounting
    an understanding of our products
    experience working as a team
    Advanced Excel Skill
    Attention to detail
    Strong attention to detail and attention to deadlines
    Analytic skill still to investigate variances
    Strong commitment to a develop, maintain and abide by a strong control framework


    You are:
    a team player
    willing to learn​



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