Job #: 1746
Title: Reporting Analyst
Regulatory Reporting Analyst
Are you incredibly organized with an eye for detail? Are you trustworthy in driving the business forward, always putting integrity first? We’re looking for someone like that to:
assist on the production, review and analysis of SEC 15c3-3 Weekly Capital Requirements.
working as a team to complete the 15c3-1 FOCUS reports and daily net capital.
provide Federal Reserve (FR Series) reports externally and internally.
develop an understanding of the trading strategies employed in the front office
You’ll be working within a regional regulatory reporting team in Weehawken, NJ. We’re focused on financial reporting for Broker Dealer regulatory purposes. We make sure that any the Broker Dealer remains compliant with the Securities and Exchange Commission regulations. We look to maximize the use of capital and work ensure that we meet the requirements of the of the Securities and Exchange Commission, along with the Commodity Futures Trading Commission (CFTC).
Your experience and skills
regulatory reporting experience within the financial services industry (specifically knowledge of 15c3-1/3 rules) and Federal Reserve Reporting
knowledge and experience of accounting
an understanding of our products
experience working as a team
Advanced Excel Skill
Attention to detail
Strong attention to detail and attention to deadlines
Analytic skill still to investigate variances
Strong commitment to a develop, maintain and abide by a strong control framework
a team player
willing to learn