Job #: 2740
Title: Regulatory BA
Looking for a solid (hands-on) BA who’s going to be sitting within Operations, but will heavily interact with Technology (needs to be technical or at least have a strong understanding of technology). Will also be providing middle-office support as well.
Ideal candidate needs to have strong Equity product knowledge (Equity/Option Flows), OATS (Order Audit Trail System) & CAT (Consolidated Audit Trail) knowledge and if they have Electronic Blue Sheets experience (requests for info sent out by the SEC in order to determine if there’s been an illegal activity or to determine why a certain security experiences a large level of volatility) it would be a plus