Job #: 2116
Title: Operation Risk Control Specialist
Compliance & Operational Risk Control Specialist
*** AML/KYC background (plus).
*** 2-3 industry experience.
Review of Negative News feeds for potential FCC (Financial Crimes Compliance) risks and bring to the attention of Surveillance.
Liaising with the field including branch management teams to ensure appropriate account opening and compliance for new and existing accounts.
Analyze and review documentation and will also provide research to ensure new accounts meet policies, procedures and regulations based on the USA Patriot Act.
Experience and skills
– a 4 year college degree
– experience in compliance related roles in the financial industry
– a basic understanding of Microsoft Office-Excel, Word, Outlook
– Strong analytical and research skills