Job #: 2715
Title: KYC Review
Client Services Team – Periodic Review Team
Maintain and enhance basic understanding of the Bank’s applicable rules and procedures and comply with the Bank’s code of conduct.
Maintain and enhance basic understanding of the Bank’s products and systems.
Maintain and enhance understanding of the Bank’s policy & procedures relating to customer due diligence.
Support manager and relationships with other relevant areas of the Bank.
Responsible for performing KYC processing of New Accounts, Periodical Reviews and Activity Reviews in a timely manner
KYC processing includes Anti-Social check, Sanction countries check, Negative news check, Foreign Corrupt Practices Act check, Foreign Account Tax Compliance, etc.
Maintenance of customer information in the bank systems such as CCDB, OnBase, WINCS
Responsible for KYC file/document control
Collaborate with other KYC staff, front officers, compliance officers and staff in back office to ensure timely approvals.
Ability to liaise efficiently and diplomatically with the front office, compliance officers, auditors, regulators, back office, IT, etc.
Assist in historical client data clean up
Assist in conversion onto Fenergo
Ability to analyze and manipulate large spreadsheets and data sets
Skills and Competencies:
Proficient in Excel
Team Player, hardworking and eager to learn
Strong attention to detail and analytical skills
Can-do attitude to resolve the most difficult items
Ability to juggle multiple items
Good communication skills
College Degree required
5+ years experience